Compliance

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Society Pass (SOPA) announced it has regained compliance with Nasdaq listing standards, specifically Rule 5550(b)(2), by meeting the minimum stockholders’ equity requirement of $2.5 million. Nasdaq confirmed the compliance on September 2, 2025. Maintaining its Nasdaq listing is crucial for SOPA, a Southeast Asian investment firm, as it allows continued access to capital markets and enhances its visibility among investors in the competitive tech landscape. This follows previous scrutiny regarding its listing status.

HII, a leading defense technologies provider, announced the 2025 Compass Award recipients, recognizing five employees for their contributions to ethical conduct and compliance. This award, part of HII’s broader strategy to strengthen ethical behavior and risk management, underscores the importance of integrity in operations. EVP Paul Harris emphasized accountability and ethical leadership. HII’s commitment aims to improve investor confidence, secure government contracts, and maintain trust in a competitive market. The focus on compliance reduces risk and helps the company deliver defense capabilities effectively.

High-Trend International Group (HTCO) announced Nasdaq has confirmed its compliance with the minimum bid price requirement. This follows a prior notification of non-compliance in June 2025, triggered by a share price dipping below $1.00. Nasdaq granted HTCO a grace period, and the company has now maintained a share price at or above $1.00 for ten consecutive business days (August 8-21, 2025), satisfying the listing rule. The company can now concentrate on its ocean technology operations. Forward-looking statements are included, subject to risks and uncertainties detailed in company filings.

Shoal Point Energy (SHP) clarifies its operational costs, exceeding $100,000 annually for CSE listing, including legal, accounting, and auditing expenses. The company faces potential regulatory actions, including a Cease Trade Order and delisting, if it fails to comply. Simultaneously, Shoal Point is engaged in a $483 million lawsuit against the Newfoundland government over alleged expropriation of oil and gas assets.